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The IBD trade group launched a public campaign after more than 80 cases this year alleging inadequate disclosure of mutual fund fees and compensation.
September 5 -
Planners' fears of violating privacy stops them from taking action. If implemented, a new model act might help.
September 4 -
The insurgents won seats allotted to represent small and large firms.
August 21 -
Think New Jersey’s proposed rule doesn’t apply to you? Think again.
June 24 -
As New Jersey’s regulators move forward, trade groups and executives warn of increasing compliance costs.
May 3 -
A new consumer financial protection bill would expand duties for brokers and insurance providers.
February 8 -
State regulators and state legislature are stepping in to propose initiatives to protect consumers against salespeople wrapped in fiduciary clothing.
February 4Financial Planning -
A new FINRA initiative to root out breaches of supervisory rules on 529 plans provoked criticism from the IBD advocacy group.
January 31 -
In an unusually frank discussion, women executives from five major firms urged the industry to get involved in educating young people about wealth management.
January 30 -
The asset manager and custodial giant found positive correlations in several metrics for companies that focus on inclusion.
September 27