JPMorgan Chase

One JPMorgan client thought it was “odd and weird” that the advisor called during the Memorial Day holiday, on behalf of Merrill Lynch.

The funds have the potential to distort stock prices and to inspire a large-scale market sell-off.

A growing chorus of experts see losses ahead, but there are good arguments on the other side.

The quant crowd is justifiably concerned by the lack of objective statistics available.

The reps join a slew of others who chose not to cooperate with FINRA investigations — at least 21 since 2017 — and therefore agreed to an automatic ban.

This move shows how large asset managers have taken note of certain trends.

Banks such as UBS aim to offer money managers refuge from jittery markets by combining bonds with more exotic options.

There's no reason that today's millennial-friendly microinvesting apps can't switch focus from spare change to real assets, industry executives warn.

The bank subjected the advisor to disparate treatment and made conditions so intolerable that he had no choice but to leave, the advisor claimed in a lawsuit.

It’s largely hedge funds that have been bailing out while equity and bond fund managers have remained on the sidelines.

The new fund tracks the S&P 500 Dividend Aristocrats Index.

The payout brings the distribution to more than $1.2 billion, a fraction of the more than $50 billion scam.

The advisor, a former employee, has been soliciting more than two dozen clients at the bank, JPMorgan says.

“Chase promised so many things and they didn’t keep those promises,” the juror said of the firm.

Clients were allegedly steered into investments maximizing revenue for the bank and employees.

In addition to winning a $25,000 award, ex-J.P. Morgan rep Mihail Naumovski was able to expunge erroneous information on his Form U5 that he violated investment-related regulations.

Bill Capuzzi has had a first-hand view of wealth management’s disruption. He details the key innovations winners will bring to the industry.

Barry Snyder’s complaint depicts him as a victim of federal investigators and the bank, with both sides threatening to turn on him.

Despite leaving the Broker Protocol, UBS continues to selectively recruit high-end teams.

The e-commerce giant is muscling its way into a number of services that banks have long dominated.