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The new hires join the wirehouse from rivals Morgan Stanley and Merrill Lynch.
September 29 -
27 firms have signed on to the standard, but state regulators and industry groups are pushing for more.
September 27 -
RBC has been on a recruiting tear, adding more advisors in the first half of 2017 than all of 2016.
September 18 -
Thomas Fickinger managed over 1,350 advisors generating $1.5 billion in revenue in 2016.
September 18 -
The firm, which has faced racial discrimination allegations, is trying an alternative approach suggested by a professor at Harvard.
September 12 -
Regional brokerages and firms that assist breakaway advisors have been picking off top talent at the wirehouses.
September 5 -
The regional broker-dealer added four new advisors to the 32 recruits picked up this year alone.
September 5 -
One advisor says the fiduciary rule prompted the latest wirehouse exit to an RIA.
August 29 -
The independent firm was founded by two former Merrill Lynch advisors in 2012.
August 28 -
Which banks are advisors moving to? One recently jumped to Woodforest National Bank from Merrill Lynch. Eight others switched to Arvest Bank, Northern Trust, Union Bank, U.S. Bank and Wilmington Trust from myriad financial services firms.
August 23 -
The regional broker-dealer adds another team to its roster while wirehouses continue to scale back on recruiting.
August 23 -
Advisors are just one tool in the box.
August 17
Mercer Advisors -
Let's have a robust discussion about how to improve outcomes for clients, but let's stop inventing bogus reasons why we shouldn't look after their best interests.
August 17
Unison Advisors -
The Northeast prevails, but there's a surprise in the rankings revealed by this interactive infographic.
August 10 -
Merrill Lynch's Dane Runia says he avoids outsourcing too much.
August 10 -
In addition to redesigning its business lines, the $48 billion firm is considering a robo, the president of its broker-dealer said.
August 8 -
Raymond James grabbed five multi-million teams in a month. Other firms to see big transitions include Wells Fargo and Ameriprise.
August 7 -
The firm continues a recruiting streak that has netted teams managing over $10.5 billion in assets this year alone.
August 1 -
The new hires joined a recently opened branch in Tuscon, Arizona, continuing a push west for the regional firm.
July 27 -
Stan Leavitt said he was drawn to the regional firm for its culture and financial planning capabilities.
July 20

















