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The recruits also opened a new branch for the regional BD.
June 4
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One advisor has more than three decades of experience in the business.
June 4
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Despite a great year, firms don't see fit to rest on their laurels. Instead, they're preparing and adjusting to falling traditional revenue and rising expenses.
June 3
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This interactive tool provides the full collection of data from Financial Planning's 34th annual study of the largest firms in the space.
June 3 -
The majority of the top 25 firms boosted their business by double digits in 2018, and five of them reeled in more than 20% growth.
June 3 -
The team joins Raymond James’ burgeoning brokerage ranks, which recently hit 7,862 independent and employee advisors.
May 24
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While the wirehouse has suffered from advisor attrition, the regional BD has grown its brokerage ranks.
May 22
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The win follows a first-quarter report showing it grew its ranks 3.4% over the prior year.
May 16
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The advisors are the latest in a string to jump from a wirehouse to a regional BD.
May 14
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As New Jersey’s regulators move forward, trade groups and executives warn of increasing compliance costs.
May 3
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The new recruits signed on with the firm’s independent and employee broker-dealer units.
May 2
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For one of the new hires, the move was about getting back to “a culture of a smaller, more personalized firm.”
April 26
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The regional BD adds two teams with $373 million in assets.
April 26
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The company hopes to recruit new advisors by taking a version of its home office tour on the road.
April 25 -
The advisors join from Merrill Lynch, Raymond James, U.S. Bancorp and Investment Professionals.
April 23
