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The new hires include two former Raymond James advisors who had spent 21 years at the company.
April 5 -
Dan Arnold received $7.1 million in 2018, far below the longer-tenured chiefs of rival firms Ameriprise and Raymond James.
April 1 -
More than 650 advisors considering a career change visited the firm's headquarters during its last fiscal year.
March 26 -
Jon Dayton left Merrill Lynch where he had worked for 19 years.
March 21 -
The advisors were lifelong Morgan Stanley advisors, having started their careers at Smith Barney before Morgan acquired it.
March 18 -
The losing firms? Morgan Stanley and Wells Fargo.
March 14 -
The RIA divisions of Raymond James and RBC are also among the companies that self-reported.
March 11 -
A hiring binge is pushing headcount to record highs at firms including Baird and Raymond James. But can it last?
March 5 -
Elena Milianta joined the firm’s Alex. Brown division, which caters to wealthy clients.
March 1 -
Bill Drew had been with Morgan Stanley and predecessor firm Smith Barney since 1995.
February 28 -
There are a handful of tools that have started out as consumer-driven tools. Now, they are beginning to shift toward serving advisors, Adams says.
February 27 -
The group is comprised of 11 advisors and client service associates.
February 26 -
One of the two new hires is an industry veteran of 34 years.
February 15 -
Two advisors who joined Alex. Brown after the Deutsche Bank acquisition in 2016 seek to void the FINRA panel's arbitration decision in a court challenge.
February 7 -
Raymond James's culture and "access to leadership" were among motivators advisors cited for their moves.
February 4 -
In an unusually frank discussion, women executives from five major firms urged the industry to get involved in educating young people about wealth management.
January 30 -
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An uptick in retirements dampened the firm’s efforts to expand its brokerage ranks.
January 24



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