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Seven recruits made the move to either the firm's employee or independent channels.
July 28
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These program managers have ranked most consistently among the best of the best.
July 28
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The recuits joined the wirehouse from Deutsche Bank, which is selling its U.S. Private Client Services unit to Raymond James.
July 26
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The former wirehouse group, which specializes in retirement plan consulting and planning, worked mostly with institutional clients before making the move.
July 25
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See which independent broker-dealers have the most high-end reps, plus dive into the average production for the top 10.
July 25
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The alleged wrongdoers transferred client money to their wives’ accounts, the commission says.
July 22
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CEO Paul Reilly says the firm has hired new compliance professionals and is also working with outside attorneys in order to prepare for new regulations.
July 21
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Two wirehouse veterans opened a new office for the regional firm's employee channel.
July 21
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"We are not going to have a separate robo adviser that would disintermediate our existing advisers," says CEO Paul Reilly.
July 21
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Headcount at the fast-growing firm was up 327 year-over-year.
July 20
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We reshuffled the deck on our top program managers and ranked them by third-party marketers.
July 20
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The recruit spent two years researching the move before deciding to leave the wirehouse.
July 20
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Several of the largest moves this year show top talent is looking beyond traditional choices.
July 20
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Two advisers joined Confluence Financial Partners, which is affiliated with Raymond James.
July 14
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The firm's latest hires come from Morgan Stanley and Raymond James.
July 13
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The two ex-wirehouse advisers each had about 20 years of industry experience.
July 12
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The largest recruits managed more than $17 billion in client assets.
July 11
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The four new recruits moved to Raymond James’ independent broker-dealer.
July 11
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BIC took a fresh look at its top program managers and re-ranked them based solely on productivity.
July 11
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The firm settled charges by Vermont securities regulators connected to a ski resort at the center of an alleged $200 million fraud. A related lawsuit filed by an SEC-appointed receiver is pending.
July 1
