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The new recruits previously generated $1.5 million in annual revenue at UBS, according to the regional brokerage firm.
December 22 -
The regulator said "significant deficiencies" affected hundreds of millions of records.
December 21 -
Collectively, this year’s mega movers managed more than $23 billion in client assets.
December 15 -
The regional firm's new hires generated $2.2 million in annual revenues, according to RBC.
December 12 -
The new recruit generated $1 million in annual revenue.
December 9 -
The regional firm recruited its first adviser for Alex. Brown since acquiring the unit in September, and will reopen an old office in Annapolis, Maryland.
November 21 -
The regional firm ups its recruiting momentum with two wirehouse advisers.
November 17 -
The new hires come from RBC, UBS and First Republic.
November 17 -
The adviser joins the regional BD during a push to grow the firm.
November 11 -
The advisers made the move in the wake of new regulatory guidance which takes aim at recruiting deals.
November 2 -
The top level manager also has experience overseeing adviser recruiting.
October 31 -
Morgan Stanley and RBC lose two recruits to the regional firm.
October 27 -
The regional firm’s latest recruit spent 16 years at the wirehouse.
October 26 -
Using these all-in-the-family approaches may be a planner's best way to serve clients and stand out, even against robo competitors.
October 12 -
The firm's newest recruits have been in the business for two decades.
September 30 -
The executive was previously named one of On Wall Street's top 100 branch managers.
September 14 -
Plus, Wells Fargo hires a $700M team from J.P. Morgan Private Bank and helps a $587M Morgan Stanley team go independent.
September 13 -
From hiring sprees to accelerating software launches, companies are gearing up for the significant expenses and changes wrought by the new regulation.
September 8 -
The number of Americans 65 and older is expected to nearly double over the next decades, which may be a boon for retirement planning.
August 31 -
Top advisers are using these strategies to create well-balanced portfolios.
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