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The new hires include industry veterans and they join a growing branch in Dallas.
February 2
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The firm’s four new additions came from two wirehouses.
December 15
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The former wirehouse team oversaw $1.15 billion and will staff a newly opened office for the regional BD.
November 19 -
The seven advisors managed more than $450 million in combined client assets.
September 22 -
The former broker allegedly also used his client’s money to pay bills at gas stations, grocery and hardware stores, according to the regulator.
September 11
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This follows another August acquisition — an ex-UBS team that managed $1 billion in assets.
August 25
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The advisors staff the regional BD’s 17th office in Michigan, where it has been on a recruiting streak.
August 14 -
They all spent over a decade at their former firm.
August 12
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Three of the quartet join the South Dakota office, while the fourth is in Washington state.
July 23
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The group had been at their previous firm for 14 years.
July 20
