TD Ameritrade

A 75-year-old widowed retiree allegedly lost nearly half of her $3 million investment in the scheme.

At least 270 advisors with $11.1 billion in client assets have left NPH firms since the acquisition.

AdvicePay from Alan Moore and Michael Kitces is aimed at streamlining payments to advisors.

A TD Ameritrade study asked program directors to give snapshots of what students are experiencing — and what they need from the industry.

Nov. 13: Planners behind the curve may lose out on productivity and quality of service offered to clients.

Apex Clearing’s new partner says it’s growing by $50 million to $100 million in assets each month.

Oct. 23: The custodian plans to offer advisors and retail investors access to 296 commission-free ETFs.

The TAMP and third-party money manager for 95 advisors launched an SMA thanks to the transition.

In price wars wars, the firm bolts ahead in the race to zero by nearly tripling its roster of commission-free funds.

Bottom line retail pressures may have tripped up the top executive, one expert says.

The explanation for the outflows lies in part in the scarcity of physical palladium and a robust borrowing market that continues to develop.

Like many financial companies, the brokerage wants to go where customers are. Since that means communicating with them via a third-party platform, it is working through privacy and security issues.

The nation’s largest independent broker-dealer has had a net loss of 121 advisors this year, mostly to three major OSJs.

"I don’t have one yet, but I want one," says Tom Halloran, president of Voya Financial Advisors.

Firms must offer them to tap new talent amid the industry’s succession problems, the custodian says.

They seek a refund and damages after they said the firm directed them to its Thinkorswim website, according to a FINRA arbitration filing.

Scottrade and Schwab fell out of the top three, while Capital One Investing led a retail bank surge in the J.D. Power report.

The next generation "is the economy," a top TD Ameritrade exec says at the annual IMCA conference.

The "I am a CFP Pro" campaign will feature younger, more diverse voices from the planning community.

Young clients are focused on short-term needs rather than building an entire plan toward a retirement date.