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The great wealth transfer might be here, but the top 1% of the 1% are in jeopardy.
October 17
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Aging billionaires are expected to transfer approximately $2.1 trillion to their heirs over the next 20 years, according to a new study by UBS and PwC.
October 13
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The regional firm’s latest recruit joined its employee channel after 17 years at the wirehouse.
October 12
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The first-ever case of its kind is putting other broker-dealers on notice about the regulator's enhanced abilities to identify patterns of abuse.
September 28
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The new recruits joined the regional firm's employee channel.
September 23
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Plus, Wells Fargo hires a $700M team from J.P. Morgan Private Bank and helps a $587M Morgan Stanley team go independent.
September 13
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The advisers, one of whom is a former football coach, are among the first to join the wirehouse since UBS unveiled sweeping changes to its comp plan.
August 22
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"We are not going to have a separate robo adviser that would disintermediate our existing advisers," says CEO Paul Reilly.
July 21
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The two ex-wirehouse advisers each had about 20 years of industry experience.
July 12
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Adviser recruiting was not expected to be affected, according to people with knowledge of the matter.
July 11
