UBS

Jose Ramirez says he doesn't recognize the criminal mastermind portrayed in the SEC's complaint against him.

A state treasurer’s program in collaboration with the Ford Foundation has attracted 18 firms including UBS, BlackRock, Morgan Stanley, Citi and Goldman Sachs.

FINRA arbitrators ordered the wealth manager and closed-end funds manager to pay damages as it resolves outstanding claims stemming from the island’s fiscal crisis.

During first quarter earnings last month, the bank said that it would take a $300 million restructuring charge related to the cuts in the second quarter.

The quartet of financial advisors leaving UBS after a decade also has an advisor with an equestrian specialty.

As wealth managers around the world begin holding customers' digital currencies, the Swiss bank signals it will join in.

The six-person will focus on ultra-high-net-worth families and individuals in South Florida.

Financial Planning continues its four-part analysis of core compensation components at wirehouse, regional and national BDs.

The annual full-service investor rankings picked a new winner for 2021 while tracking major generational differences.

The largest brokerages typically make comp changes that are ‘evolutionary, rather than revolutionary.’

The recruit oversaw more than $650 million in client assets while at his former employer.

Employees indicated they want more personal time and women in particular have sought greater flexibility to work remotely, its co-head of wealth management says.

The bank is winding down the roughly $40 billion international segment of its wealth management business.

The team caters to wealthy clients and athletes, and specializes in private placement life insurance.

Strong 2020 returns have given a boost to the Swiss bank's new CEO, Ralph Hamers, whose start has been overshadowed by a Dutch probe into his role in a money laundering scandal at his former employer.

The firm pivoted away from an aggressive hiring strategy in 2016 and has seen a substantial drop in costs associated with picking up experienced talent.

Collectively, the brokers generated $167 million in annual production and oversaw $37 billion in combined client assets.

The results underscore the standout performance of the industry's largest firms in equities, a business where Europe’s banks have struggled to keep up in recent years.

These elite producers in some cases operate far from Wall Street, even as they work for well-known wealth managers such as UBS, Merrill Lynch and Ameriprise.

As Wall Street jumps on the Bitcoin rally like never before, the firm says existential risks could threaten the industry over the long haul.