UBS

"Simply put, the plaintiff here is looking to be paid the same money twice," a spokeswoman for the Swiss firm says.

A couple in their 60s had vastly different plans for retirement: One spouse envisioned Florida, the other Chicago.

Industry insiders have anticipated increased litigation following UBS and Morgan Stanley's exits from the Broker Protocol.

The company merged its U.S. and international wealth management businesses to gain greater scale and efficiency.

Advisors such as Greg Hersch have long found professional fulfillment by leaving wirehouses to start their own firms. But will they soon find that path cut off?

Headcount is down by 200 compared to a year-ago.

CEO is right to resist the temptation of a more drastic overhaul.

The fund will track an index based on a Human Rights Campaign Foundation gauge of corporate equality.

Cornerstone Capital founder Erika Karp says sustainable investing can "repair" capitalism and predicts it will become mainstream in the future.