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Christine Carona's former boss allegedly made derogatory comments about her personal life in front of UBS employees, according to the arbitration ruling.
October 29 -
Sergio Ermotti is under pressure to lift a stock that has trailed peers for a year.
October 28 -
The policy shift affects the wirehouse’s separately managed accounts.
October 23 -
The firm is finding it harder to squeeze more profit out of its wealth management business.
October 22 -
The team, featuring three industry veterans, has opened a new Washington office.
October 1 -
The new advisors have joined the firm from rivals including Wells Fargo and Morgan Stanley, according to an internal memo.
September 25 -
The wirehouse is ballyhooing once below-the-radar hires. Now it should rejoin the Broker Protocol.
September 18Elite Consulting Partners -
“We are looking at those issues about consolidation as one part of the equation,” Chief Executive Officer Sergio Ermotti said.
September 6 -
The Bay Area advisors had worked at Merrill for nearly two decades.
September 4 -
The bank has picked up a few notable recruits this year, including a $6.6 billion team in April.
August 29