-
Already an aggressive recruiter, the firm upped its advisor head count by 115 during the recent quarter.
July 31 -
Stifel is expanding on the West Coast, hiring 13 recruits in California year-to-date.
July 30 -
Banking scandals are playing only a small role in advisor attrition, the firm says.
July 25 -
The dispute centered on the firm’s handling of Puerto Rican municipal bonds.
July 24 -
John and Cary Kortze opened Steward Partners' 16th branch office.
July 23 -
Advisor attrition is up at the beleaguered firm, but it doesn't have to be.
July 20
Elite Consulting Partners -
Six of the top 10 advisor recruits — managing roughly $13.2 billion in client assets — have walked out of the wirehouse so far this year.
July 19 -
The recruits oversaw more than $200 million in client assets.
July 17 -
Total broker head count dropped by 173 from the prior quarter, according to the wirehouse.
July 13 -
Gains by rivals expose independent advisors' vulnerability, says United Capital's Matt Brinker.
July 12 -
The firm's two new hires are the latest in aggressive recruiting efforts and joined from rivals RBC and Wells Fargo.
July 11 -
The future of wealth management melds technology with a human touch, but firms will face challenges.
July 10 -
The regulator barred an ex-Wells Fargo advisor for fooling the bank into reimbursing him for $3,400 after he falsely claimed that he was the victim of fraud.
July 10 -
The wirehouse has lost at least 123 advisors managing $15.7 billion in client assets year-to-date, according to other firms’ hiring announcements.
July 9 -
Industry changes and ongoing bank scandals have tilted the playing field in favor of smaller brokerages.
July 9 -
The No. 1 independent broker-dealer has grown beyond the wirehouses, but it added about 100 fewer advisors than expected from its major acquisition.
June 29 -
The move boosts the firm's expansion in the central U.S.
June 28 -
Advisors recommended that clients sell positions in complex structured products to rack up fees, says the regulator.
June 26 -
The wirehouse's latest initiative is effectively a way for the firm to circumvent the protocol without actually getting out of it.
June 25
Elite Consulting Partners -
The regional firm's new additions consist of two veteran advisors from Wells Fargo and a father-daughter duo from Merrill Lynch.
June 25
















