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This is the second time in recent weeks that the firm has poached talent from the wirehouse.
January 31
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The four-member group previously generated about $2.5 million in annual revenue.
January 31
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The bank is removing hurdles to employee advisors switching channels among other recent initiatives.
January 30
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The advisor was drawn to the regional BD’s small culture.
January 25 -
Coming off a strong recruiting year, Steward Partners has enticed three more Wells Fargo brokers.
January 22
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The move marks the firm's second hire in the past week.
January 19
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The advisor transferred funds from his sibling's Wells Fargo accounts and deposited them into a jointly owned account that he used to pay off credit card debts and fund home improvements, FINRA claimed.
January 17
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Complaints lodged against the firm through Dec. 15 dropped 18% from the same period of 2016, federal figures show.
January 5 -
The duo recommended an investment strategy that was overly concentrated in four speculative equity securities to more than 50 customers, FINRA alleged.
December 13
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The beleaguered wirehouse has suffered from advisor attrition this year.
December 11
