Wells Fargo Advisors

They left Merrill Lynch and Wells Fargo to join their new firm.

The wirehouse added more than a dozen advisors in the last month managing more than $1 billion in client assets.

“We started with 40 people just marching, and it turned into 15,000," an advisor says.

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In just two days, technology and remote staff helped ex-Wells Fargo FAs managing $281 million open client accounts at their new employer.

The firm recruited only slightly fewer advisors than the year-ago period in very difficult economic conditions.

The firm is making changes to its small household policy, which it had previously tightened prior to the current public health crisis.

“Through these difficult times, we are able to work remotely and seamlessly” thanks to the firm's digital tools, ex-RBC advisor says.

Intuitive Advisor is now among the most affordable options for digital investing with human advice.

Nearly everything fell during the difficult first quarter: net income, advisory assets, IRA assets, and advisor headcount.

The father-son team praised Ameriprise’s assistance in the face of the coronavirus pandemic after making the move.

The advisor joined before states and cities began ordering businesses to close and residents to shelter in place.

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The bank failed to implement its own supervisory procedures around single-inverse ETFs, costing clients millions, the SEC says.

While several tech giants have done away with the clause in the past few years, the process remains widespread on Wall Street, which pioneered it decades ago.

The changes mean smaller universes for some of Wells Fargo’s long-standing business leaders.

The settlement would apply to advisors who participated in the firm’s deferred-compensation plan from February 2011 through January 2020.

The regional broker-dealer has long been among the industry’s most aggressive recruiters.