Wells Fargo
Wells Fargo
Wells Fargo is one of the largest banks in the United States, with approximately $1.9 trillion in balance sheet assets. The company is split into four primary segments: consumer banking, commercial banking, corporate and investment banking, and wealth and investment management.
-
The moves build on management changes made earlier this year.
April 18 -
How do smaller firm avoid paying six-digit fines for administrative shortcomings?
April 17 -
The group includes a father-daughter duo who have worked together for 25 years.
April 13 -
Net income and client assets grew even as the firms' headcount continued its steady decline.
April 13 -
The regulator now has punished just one known person associated with the bank's admitted nationwide fiduciary violation: the RIA who flagged abuses.
April 12 -
The moves are intended to boost the firm's capital markets abilities in a changing interest rate environment.
April 12 -
Which firms showed “meaningful progress” in improving client experience? And which one slipped?
April 11 -
Wealth management executives command large enterprises at many financial institutions and are getting paid handsomely for it.
April 11 -
A team joined the wirehouse from Wells Fargo Private Bank.
April 11 -
HighTower and Dynasty added big platform clients as wirehouse brokers continued to flee.
April 10 -
The board also canceled about $47 million of ex-community bank head Carrie Tolstedt’s stock options.
April 10 -
Payment of back wages is ordered as well as reinstatement. A second reinstatement may also be in the works, Financial Planning has learned.
April 9 -
The firm's latest hire is an industry veteran of more than two decades.
April 7 -
Access to banking information ensures advisors can perform holistic planning, fintech firms say.
April 5 -
The advisers oversaw nearly $900 million in combined AUM, and moved to Morgan Stanley, Raymond James and HighTower.
April 5 -
A FINRA arbitration panel decided that an amendment to the adviser’s bonus loan is “unenforceable.”
April 3 -
On the same day, the OCC faulted the bank for engaging in an “extensive and pervasive pattern” of discriminatory and illegal lending practices for years.
March 29 -
The regulator suspended the rep for two months and fined him $5,000 for keeping the firm in the dark about his dry-cleaning business.
March 28 -
The regional broker-dealer has added at least 19 advisers from wirehouse firms so far in 2017.
March 21 -
The new recruits are the latest to join the regional firm from Wells Fargo.
March 20
