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The policy issues grow more urgent every year, but lawmakers haven’t passed any significant legislation for nearly 4 decades.
April 29 -
Biden’s proposal to raise capital gains taxes on investments profits would hit many business owners, not just ultra-wealthy investors.
April 27 -
Senators will likely push Gary Gensler, tapped to lead the SEC, for his views on the recent market mania that roiled shares of GameStop and other stocks last month.
February 24 -
Consumer advocates are calling for Gary Gensler to toss out Reg BI as wealth managers aim to keep the prior administration’s rule in place.
February 3 -
If confirmed by the Senate, the former CFTC chairman would be the new administration’s front-line regulator for Wall Street.
January 12 -
Some advisors say they’re busier than ever in the last weeks of 2020.
December 22 -
The regulation permits more exemptions from fiduciary duties, but may itself be replaced by the incoming Biden administration.
December 16 -
Regulatory shifts, M&A, new technology — there’s a lot on the horizon for the industry.
December 13 -
There are still plenty of challenges and potential changes on the horizon. Here’s what to watch for.
December 10Baird -
The potential for higher rates in 2021 is real, but exactly what the rate would be, and who would pay those rates, is far from certain.
December 10