Regulation

Active managers face headwinds despite an overall positive outlook for the U.S. economy that’s taken hold since the election of President Trump.

The famed manager claimed he was ousted by a "cabal" of executives who wanted a larger share of his bonus.

A new rule addresses double jeopardy, but doesn’t apply in older cases.

The prominent Wall Street lawyer makes a strong argument to skeptical lawmakers that he will be a tough cop on the beat if confirmed.

A higher standard of client care can still be enforced in the marketplace, fiduciary supporters say.

As a channel, we must get better at attracting and retaining HNW assets.

The Lyxor FTSE Italia Mid Cap PIR ETF is the only one compliant with a new Italian law that offers tax breaks for certain investment plans.

With an eye toward potential repeal, Alexander Acosta told senators that he will abide by President Trump's executive memorandum and review the rule's impact.

The senator isn't waiting for attorney Jay Clayton's confirmation hearing to ramp up her opposition.

Branch traffic is down, but the typical middle-market branch customer is not the best prospect for advisers anyway.