RIAs

The 18-month-old Sanctuary Wealth caters to breakaways but is also open to independent advisors as well, CEO Jim Dickson says.

The combined AUM of the top 10 companies has soared by 60% to more than $770 billion over the past five years.

It’s not as easy as hanging out a shingle. Advisors and back-office employees need to master certain traits.

The offering validates the explosive growth seen in the independent channel, experts say, which has now grown fast enough to catch the eye of retail investors.

Ranking RIAs by AUM or number of employees is misleading.

The independent broker-dealer has seen significant growth in the last three years.

Craig Findley once helped oversee a 36-member team that managed more than $6 billion.

RegentAtlantic buys Hillview Capital to widen its mid-Atlantic footprint.

The team made the transition with Kestra Private Wealth Services.

Many planners are feeling out of touch with modern digital tools. Here are some steps to follow to get back in the game.