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As four officials begin terms as volunteer chairmen of CFP Board councils, a former panel chairman highlights the challenges they may face.
February 27 -
'There will be absolutely no pressure to sell any of our products,' says RCS chairman Nicholas Schorsch, who built a fortune on nontraded REITs but has recently been acquiring several big independent B-Ds.
February 27 -
A survey of 500 mass affluent investors by an industry association finds -- conveniently -- high awareness and use of nontraded REITs.
February 27 -
For RCS advisors and brokers, the sweet spot will be individuals and families with $300,000 to $3 million in investable assets, Schorsch says.
February 26 -
RCS Capital wants to buy an investment research firm, an RIA and a family office -- and hold a major industry event modeled on Charles Schwab's annual Impact conference.
February 25 -
Royal Securities to pay $175,000 in FINRA fines over non-traditional ETF sales, church bonds and other violations.
February 24 -
The husband-and-wife team is the eighth team to join HighTowers New York headquarters.
February 24 -
The agency plans a deeper focus on the role and duties of financial advisors this year, says chairwoman Mary Jo White.
February 21 -
Without viable succession plans, wealth managers are at risk of slowly drifting off into oblivion -- willing partners in their own firms' demise. It's negligent behavior, and anything but benign.
February 20
Fiduciary Network -
Firm's partners say they wanted 'control of our destiny -- we wanted to own our own equity.'
February 20
