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The new hires join the wirehouse from rivals Morgan Stanley and Merrill Lynch.

The American Opportunity Tax Credit can save clients $2,500, while they can claim up to $2,000 with the Lifetime Learning Credit.

Check out these three-steps to broaden the firm’s reach from sea to shining sea.

What led Louis Martin Blazer III to cooperate with federal prosecutors?

Asset managers are increasingly considering tie-ups as they come under pressure from cheaper index-tracking funds.

Russia, Brazil, and Canada saw big jumps in their populations of high-net-worth investors last year.

The findings come as asset management firms are threatened by digital tools.

Some consumer advocates worry that this will negatively affect small businesses and middle- and low-income Americans.

Non-traditional asset classes include structured credit, reinsurance and alternative lending.

The BD says it has recruited 83 new reps this year as part of Advisor Group’s overall haul of 295.

Data reported by the Investment Company Institute.

Oct. 2: Honorees in NICSA's NOVA Awards are recognized for their attention to cost reduction and implementation of smarter technology.

How Hurricane Harvey and mentoring efforts helped two advisors reframe their thinking about their industry and themselves.

Most of the firm’s reticence has come down to a marketing debate.

The regional BD is on a recruiting roll, having poached two of the wirehouse’s teams this week.

Recent criminal charges parallel another case brought by the SEC against the broker.

A new breed of combination life insurance and long-term care products is making it easier for middle-income Americans to secure coverage.

The firm’s 20-basis-point take will drop, says CEO Walt Bettinger.

Advisors must show how to consider the total cost of ownership.

These investments offered better returns than the broader fixed-income world in recent years, but the risk/reward equation leans heavier on risk.