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The former First Tennessee Bank adviser defrauded numerous customers to satisfy a gambling addiction that started when he was in college, according to court documents.
June 20
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The regional firm has been trying to recruit more advisers, particularly those from wirehouses.
June 20
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The manager allegedly led a $33 million funding round for Scalable alongside the startup’s two existing venture capital investors.
June 20
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Jim McNamara, head of a business that sells the firm’s mutual funds and ETFs to third parties, will depart after two decades.
June 20
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The new recruits, who previously worked at Wells Fargo Advisors and Janney Montgomery Scott, also pointed to the firm's affiliation with Raymond James in making the move.
June 19
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New research suggests we’re hardwired to crave substantial liquid reserves, but advisers can blunt it — if not outright quench it.
June 19
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The Senior Citizens League says that seniors on Social Security can expect an increase in cost of living adjustments not seen since 2012.
June 19
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The wirehouse files for a restraining order in wake of move to Dynasty.
June 19
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They left to have more freedom in how they work with their clients, one of the new hires says.
June 19
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New firm FallLine Securities caters exclusively to advisers serving ultrawealthy clients.
June 19
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Experts say conditions are right for allocations to return to their peak in 2013, potentially unleashing $350 billion of new money.
June 19
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Low costs and an overall shift toward passive are only part of the reasons why they are leaving such an impact, according to four experts’ testimonies.
June 19
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After a social media quote provoked criticism, the special advisor on gender diversity replies.
June 19
CFP Board -
Custodied assets from advisers are shifting in unexpected ways, as Financial Planning’s exclusive research shows.
June 18
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A new report indicates that projected medical expenses of a 45-year old couple, after they retire, will be 122% of their total Social Security benefits.
June 16
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Stocking away income in company-sponsored plans can provide corporate executive clients tax-free compounded growth on investments.
June 16
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Volatility has opened the door to a deeper examination of the sector in some of the most widely held funds. Plus; other industry highlights.
June 16
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Three index funds may be all clients need. But that's rarely what they end up with.
June 16
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It allows more flexibility than some may think, according to executives from the two firms.
June 16
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Corporations, banking trade groups and consumer advocates are looking for favorable legislation from Congress.
June 16
