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Tim Killgoar, the director of strategy and consulting, will succeed John Houston.

The prominent Wall Street lawyer makes a strong argument to skeptical lawmakers that he will be a tough cop on the beat if confirmed.

Each plan has pros and cons: Clients who own a Roth IRA for at least 5 years are entitled to penalty-free withdrawals for education expenses, but they'll owe income taxes on those earnings.

A higher standard of client care can still be enforced in the marketplace, fiduciary supporters say.

The ex-Morgan Stanley advisers say their niche practice, which is geared toward women and divorcees, will be better supported by Raymond James' platform.

As a channel, we must get better at attracting and retaining HNW assets.

It's possible to use these distributions to preserve clients' savings well past their anticipated lifespan.

Marco Barrozo has raised more than $125 million for the fixed-income offering, which has begun trading and is raising more capital.

The Lyxor FTSE Italia Mid Cap PIR ETF is the only one compliant with a new Italian law that offers tax breaks for certain investment plans.

Medicare costs count as a deductible medical expense, but only if they exceed 7.5% of adjusted gross income.

With an eye toward potential repeal, Alexander Acosta told senators that he will abide by President Trump's executive memorandum and review the rule's impact.

These 20 funds didn't just rise with the tide, their returns topped their benchmarks.

The senator isn't waiting for attorney Jay Clayton's confirmation hearing to ramp up her opposition.

Five new firms have joined Dynasty’s outsourcing platform this year amid a rivalry with HighTower.

Branch traffic is down, but the typical middle-market branch customer is not the best prospect for advisers anyway.

Young clients are focused on short-term needs rather than building an entire plan toward a retirement date.

Most funds will have until December to comply with the SEC’s new rules, while complexes with more than $1 billion in net assets have until 2019.

Young investors highly value advice but are not receiving enough of it, according to Corporate Insight.

The investment bank is poised to join the competition for digital mass-affluent clients.

The German bank said the new space will help its 7,000 bankers in New York connect with startups.