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The solution is low-cost index funds, he says, adding that index pioneer Jack Bogle "is a hero."

How does the future look when equities jump this fast? There’s good and bad news.

A detailed look at three years' of recruiting data, from biggest AUM to which firm has lost the most advisers.

Following the brief surge, White House officials deny that Gary Cohn’s statements on the Trump administration's plans were ever made.

One easy measure stick is the 25-times rule, which says simply that clients are prepared if they've saved at least 25 times their annual spending.

The bank's current leader of Consumer Banking and Private Wealth Management will move to a new role spearheading initiatives to evaluate further fintech alliances.

The regional firm's newest hire generated $926,000 while at the wirehouse, according to RBC.

The recruits left Morgan Stanley and UBS to go with the independent channel at Wells Fargo.

Acting Chairman Michael Piwowar calls accredited investor threshold an "artificial distinction" that perversely can hurt the smaller investors it's designed to protect.

Embracing fiduciary standards, managing client risk and integrating technology are essential steps for every RIA to undertake.

The independent firm affiliated with Raymond James recruited six advisers for a new branch office.

“It starts out small,” the advisor told his compliance officer, authorities say. “You think you are going to pay it back.”

Third Point founder Dan Loeb remains optimistic about future growth despite his offshore fund trailing the S&P 500 every year from 2013 to 2016.

The Brevan Howard and similar macro products have felt pressure to boost returns amid low-rates, central bank interventions and high fees.

Many people who qualify for the Retirement Savings Contribution Credit can save as much as $2,000 on taxes but fail to claim it because they are not aware of it.

In a nod that digital advice is here to stay, the agency updates its directions on how to ensure compliance, along with tips for evaluating the growing number of services.

The platform provider added a breakaway RIA to score a victory in its battle with rival HighTower.

Banks and credit unions scramble to adjust their product choices with a significant 40% of those surveyed developing separate menus for retirement and retail accounts.

Just in case clients are looking to cut few corners, here are some of the most common tax frauds that the agency is ready to pounce upon.

Which banks are advisers moving to? Several recently jumped to BNY Mellon, U.S. Bank and M&T Bank from myriad financial institutions.