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"I lose years of my life. They can settle, write a check and move on," says an adviser whose book of business dropped by $40 million after he alleges he was wrongfully terminated.

The total retirement funds of 100 CEOs can match the combined nest eggs of 41% of U.S. households that saved the least for retirement.

The allegations come a year after the firm paid over $300 million to resolve regulators' claims that it failed to tell wealthy clients it was steering them into its own funds.

Will Chief District Judge Barbara Lynn be the first to rule against the regulation? Opponents of a case in Texas federal court have high hopes.

Help clients avoid costly mistakes when enrolling in these essential programs.

A 7.3% hike warrants attention, and advisers can help ease the transition.

Though it is a contrarian idea, opting to get the money sooner will net the most value.

The bank may be on the hook for hundreds of millions of dollars in tax penalties, lawyers say.

The legal setback for the rule's foes still leaves three ongoing court challenges, as well as an uncertain future after Trump takes office.

The wirehouse will leave its core pay grid untouched for 2017.

Many would argue the retirement fund is archaic, inelegant and user-unfriendly. Is it time for something new?

Investors are advised to reduce their risk capacity and get their portfolio ready for the distribution phase once they are within five years of their retirement.

Collectively, this year’s mega movers managed more than $23 billion in client assets.

The group of industry veterans had $1.7 million in annual production, according to the regional BD.

The regulator is concerned that Wells Fargo did not follow proper procedures in notifying former reps of their U5 filings and that the information contained in them was not correct.

Ask the right questions because rules differ by country and employee classification.

CEO Rob Francais wants advisers to envision $1 trillion in AUM.

Four important things to bear in mind if you are considering joining a network of independent RIAs.

The fund's manager, who was 11 years old when Vanguard began offering the fund in 1986, tracks the performance of more than 10,000 securities.

Investors have dumped bullion held in ETFs in response to the outlook for U.S. rates and a stronger dollar.