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Assets under management increased 13.6% as the firm brought in money to both its active and passive funds.

Six changes planners should make to their business models as investors seek lower fees and digital advice grows.

Working 30 years instead of 29 will yield a fractional monthly benefit increase — "like by 1/29th" — says an expert, who also notes how get a good idea of future benefit

The great wealth transfer might be here, but the top 1% of the 1% are in jeopardy.

Headcount rises for the 11th consecutive quarter for the wirehouse, which is prepping for the Department of Labor's fiduciary rule.

The fiduciary rule is causing many financial advisers to reconsider their fee models.

Here's a strategy that may provide clients with significant cash over time.

Understanding pro-rata rules can ensure that a client only pays their fair share to the government. Plus, these retirement preparations can boost returns and a look at when spending means better planning.

J.P. Morgan Chase, Citigroup, First Republic and Bank of America were among the institutions questioned on the issue of incentive compensation.

The money, barely enough for dinner at the Thai restaurant downstairs from his office, was Fujino's payout from a 2009 fire sale of the asset management firm he built from scratch.

Upcoming data will give investors more indications about the potential rate path, including figures on retail sales, consumer sentiment and producer prices.

Many millennials feel their parents can provide them good financial advice, but they are reluctant to seek help from elders, as well as from financial professionals.

Net income for the wealth management unit rose to $677 million from $606 million for the year-ago period.

The request foreshadows how the senator will attempt to influence the next president's cabinet and other key nominations.

News that LPL may be looking for suitors comes at a time of financial pressure for the country's largest independent broker-dealer.

The new CIO will direct U.S. Bank Wealth Management's Asset Management Group and lead its investment management business strategy and policies.

Third-quarter revenue from global wealth management surged 10% year-over-year.

By leveraging new technology, advisers find new ways to reach their clients from across the globe, as well as here at home.

Many ETFs will avoid some aspects of sweeping new U.S. regulations meant to ensure that asset managers can easily meet investors’ redemption demands.

The challenges that asset managers face: rising regulatory costs and growing pressure on fees from cheaper competitors.