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Paradigm specializes in retirement income planning and serves a significant client base of professional athletes.

Stung by a 16% year-over-year decline in transaction-based revenue, the wirehouse looks to loans, bank products and a contingent of former Credit Suisse advisers for a bounce back.

FINRA blasted the former rep for allegedly making unsuitable recommendations in unit investment trusts that cost customers more than $1 million in losses.

"We anticipate rapid growth within the Texas market,” says Jeff Dekko, CEO of Wealth Enhancement Group.

Low rates may prove a more enduring challenge than even MetLife Chief Executive Steve Kandarian’s fight against government regulation.

Here's what top young producers should be looking for when switching firms, according to On Wall Street's annual recruiters panel.

How have other countries that introduced fiduciary standards before the U.S. fared? Toronto-based adviser Trevor Parry gives the long view.

The bank suffers net income declines, while volatility causes a slump in trading across the firm.

They also should reduce spending as much as possible and keep their investments in stocks for greater returns; plus, planning for the gig economy.

Firms can't keep up with the demand for new recruits, which will keep the bigger payouts coming, On Wall Street's annual recruiter panel says.

Analysis: Arguably the greatest adjustment pressure will be on annuity companies and broker-dealer and insurance firms that will not likely qualify for the level-fee fiduciary exception.

Telling good stories and providing clear graphics can help advisers manage emotions as well as assets.

Global bond funds have been gaining in popularity due to their increased diversification, larger opportunity set and ability to reduce exposure to any single central bank, two leading portfolio managers say.

Advisors are now helping clients think about living to 100 and beyond.

Sometimes becoming an advisor is more obstacle course than straight road.

The trio expressed confidence in their ability to weather the impact of the rule on their wealth businesses during recent earnings calls.

Jon Xu, chief technology officer and co-founder of FutureAdvisor, says the financial industry has only begun to tap the data available to it.

Gregory Nassour helps run almost $100 billion in U.S. bond mutual fund money -- but there's a reason you've never heard of him. He works at Vanguard and shuns the limelight.

Here’s how On Wall Street’s Top 10 Branch Managers land the best talent and help shape the industry’s future.