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The Internal Revenue Service said that budget sequestration would require reductions in refundable credits for certain tax-exempt bonds and the refundable portion of the Small Business Health Care Tax Credit for some small tax-exempt employers.

Now that you’ve decided which social platform you want to try, you’d better check in with compliance before you start using it.

Half of defined contribution participants still do not know how much they pay in fees and expenses—the same level as last year.

Ft. Lauderdale, FL-based Community Capital Management, which bills itself as a fixed income impact investing manager, has named Barbara VanScoy to the new position of chief impact investment officer.

Understanding why you do what you do really makes a difference.

Chicago-based Driehaus Capital Management is liquidating its Driehaus International Credit Opportunities Fund (DRCIX) after a year of less-than-stellar performance.

Attention fund managers: Want to know if your fund is the best of the best among 401(k) plans?

Social media is an enormous opportunity, but it also presents some distinct challenges when it comes to compliance. Here's a quick guide, and a five-point compliance checklist.

Should mutual funds be backing off on holdings in gun and armament makers?

Continued demand for equity exchange-traded products booted ETP flows $47.1 billion, the strongest two-month total on record, according to BlackRock’s latest ETP Landscape Snapshot.

Principal Global Investors is betting big on alternatives.

Word to the wise plan sponsor when it comes to target-date funds: No, not any QDIA will do, and bigger companies aren't always better.

The taxable municipal bond market is attracting buyers as the tax-exempt municipal bond market and other taxable asset classes look expensive.

What will the next big legislation look like? We asked academics, analysts and former top regulators to weigh in.

Many financial advisors and their firms fail to understand and comply with custodial responsibilities to clients, according to the SEC . As a result, the commission has issued a “risk alert” and “advisor bulletin” to remind and educate planners about the importance of complying with custody rule.

“FSI has long supported a uniform fiduciary standard that increases protection for investors without limiting access to financial advice and service for Main Street Americans,” Dale Brown, the institute’s president and chief executive said in a statement Monday.

Value Line Funds, a $2 billion mutual fund complex, has changed the name of two of its mutual funds “to better reflect their investment objectives and strategies.”

Word to the wise sponsor when it comes to target-date funds: No, not any QDIA will do, and bigger companies aren't always better.

State Street Global Advisors has appointed Maria Dwyer as chief risk officer, effective immediately.

Principal Global Investors is betting big on alternatives.