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Columbus, Ohio-based Beacon Hill Fund Services announced their first customer for its new Advisors Investment Trust product. The product enables multiple unaffiliated registered investment advisors to co-exist in the same registered investment company.

Stocks kicked off the week with slight losses Monday as the Dow Jones Industrial Average fell 11.66 points to close at 12,708.82.

Fidelity Investments said it added five countries and five currencies in its online international investing service.

The SEC said it is instituting proceedings to determine whether a proposed rule change involving minimum quotation sizes for over-the-counter stocks should be disapproved.

Vanguard Chief Investment Officer Gus Sauter challenged the ETF industry to be responsible in developing new products and called for greater efforts to educate investors about ETFs.

BNY Mellon Wealth Management has added company veteran Gregory Simpson to its growing team of advisors to ultra high-net-worth families and family offices.

Investors are getting fixated on fixed income, in the next wave of global investing. A Q&A, with Gregory E. Johnson, new Chairman of theInvestment Company Institute

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Firsthand Technology Value Fund announced that Facebook is now its largest holding, representing more than 5% of the fund’s net assets. Yelp, another social networking company, is also among the fund's top five holdings.

Exchange-traded funds are like stocks and mutual funds. Except they're not. Here's a glossary on how ETFs really operate.

Vanguard Chief Investment Officer Gus Sauter challenged the exchange-traded fund industry to be responsible in developing new products and also called for greater efforts to educate investors about ETFs.

Investors are getting fixated on fixed income in the next wave of global investing. Here's a Q&A with Gregory E. Johnson, the new chairman of the Investment Company Institute.

SEC OKs NYSE Merger; e ETFs Grow 20.6 Percent; Investors Venture Back Into Stock Mutual Funds

You've heard of structured products. These largely were complex securities based on lots of streams of cash in underlying loans whose flows were not well predicted. There was a credit crisis associated with them in 2008.

Mann Dagan Now Trustees Of F Squared Investments; Direxion Names Abreu Senior Sales Director

"I cannot think of a time when ICI faced more top-tier issues that could directly affect mutual fund investing,'' Gregory E. Johnson, incoming chairman of the Investment Company Institute, says.

Janney Montgomery Scott adds a pair of financial advisors from Wells Fargo Advisors and Morgan Stanley Smith Barney.

The regulators charged with implementing the Volcker Rule have posed 1,300 questions to the public, but on Wednesday, at a House subcommittee hearing, they fielded one query they seemingly hadn't considered.

Succession planning is preoccupying many independent advisor firms. But what are some concrete steps owners can take to make sure their firms continue to thrive far into the future? Financial Planning talked to Dave Grant, CFP, a financial planning analyst with Vantage Financial Partners Limited about how RIA firms can create a working environment that will attract — and keep — younger hires.

Money Management Executive is nearing its 20th year of operation. For two decades, the newsweekly has been providing top executives in the asset management business with the information and insight they need to get their jobs done effectively.