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The move is about “expanding access to high quality growth investing to non-accredited investors,” says Upholdings CEO Robert Cantwell.

Firms will up their tech investments and continue rewards and punishments designed to shape advisor behavior, says recruiter Mark Elzweig.

The combination of wealth management with supporting sectors attracted investors to two major deals.

The future of referrals won’t be driverless but it will be largely remote and fueled by pre-COVID fundamentals.

Probabilistic forecasts provide a durable framework for a sound financial future, the author says, and offers some for the new year.

The firm credited keeping its offices open during COVID-19 as a major selling point as FAs industrywide kept making moves and repapering their clients.

The top 20 more than doubled the gains of their fixed-income industry peers.

The Internal Revenue Service and the Treasury Department released guidance on claiming deductions for expenses associated with Paycheck Protection Program loans that have been forgiven.

The IBD completed a stellar recruiting year by adding a team led by a 30-year veteran advisor.

“The expectation of sustained volatility in the medium term has re-invigorated hedge fund appeal,” BlackRock and Juniper Place said in their report.

The firm’s use of third-party compliance vendors came under scrutiny after an ex-rep pleaded guilty to bilking clients out of $5 million.

The firm’s chief executive began setting the stage last year when he broke the company’s three business lines into five.

The top 20 to debut last year by total assets include only three products from BlackRock and none from Vanguard or State Street.

The California company, which focuses on technology companies and entrepreneurs, will make a big push into wealth management as part of the proposed acquisition.

The private equity-backed RIA agreed to purchase its first firm of the year after being one of the most active acquirers in 2020.

The Internal Revenue Service is increasing many of the fees for requests for private letter rulings by 26.7 percent, starting Feb. 4.

VanEck’s proposal comes at a time when the cryptocurrency has continued to set record highs.

Time and again, they’ve seemingly held up during periods of market stress and proved the skeptics wrong.

Private collection agencies that have contracted with the Internal Revenue Service to collect overdue tax debts have collected nearly $500 million since 2017, according to a new report, but that’s just a fraction of the over $30 billion owed.

For all the central bank’s plaudits, it’s powerless to stop the wealth gap in America from growing wider.