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After logging 27 years at the firm, the advisor is starting his “next 25-year chapter” as an independent.

In both moves, fathers brought their children to work as colleagues.

The industry’s lack of Black people and other minorities may explain why the world of social investing has fallen short on pushing corporations on race.

LPL has reeled in about half of the reps changing their BDs so far this year, but the full RIA channel is also reaping big gains. Plus, other news in the indie space.

The rollover period has been extended to Aug. 31, allowing some clients to breath a sigh of relief.

As much as 86% of investors in a recent survey say they would prefer prefabricated fund packages, as long as they were properly spelled out by advisors.

Asset manager Blueprint Capital Advisors claims they stole confidential business information and discriminated against the Black-owned firm.

Leveraging big data, machine learning and artificial intelligence will extend stock selection beyond its current capabilities, according to Procure Holdings President Bob Tull.

The wirehouse says it wants to simplify pricing for separately managed accounts and expand client choice.

As the industry pushed to comply with the fiduciary rule, new issues emerged.

Here's how the largest groups have fared during unprecedented market activity.

The wirehouse added more than a dozen advisors in the last month managing more than $1 billion in client assets.

The court has suggested that federal law bars awards from going further, blunting a legal tool that critics say the agency has abused.

Just 5% of its 16,000 employees are Black, according to the company.

The firm employs just short of 70,000 people in 50 countries and had 80% of its worldwide staff at home during the height of the pandemic

"The stillness of the time produced by the pandemic quarantine has put age-old issues in the spotlight,” writes Visionary Leader Awards judge Dasarte Yarnway.

Tax pros share what they’re telling clients about relief for the jobless during the pandemic.

In a new twist on an old scam, cybercriminals have tried to get thousands of people to surrender their Wells bank account information by sending authentic-looking emails containing malicious links that lead to a fake website bearing the company's name.

Muirwood Private Wealth exemplifies “cracked-code” of pandemic moves, observer says.

The judges sought innovations that would make a lasting impact on the business of financial advice. We found them.