Capital markets

CEO Greg Friedman says the popular CRM will stay client-focused under new ownership.

Capital is pouring into the RIA market, resulting in more deals, more competition and higher prices.

Large wealth managers and banks will spend more on blockchain and AI in the coming year, and appear willing to explore new technology partnerships.

Record-high stocks, growing geopolitical risk. Is our current market becoming eerily similar to 1972?

The firm aims to use the technology to reduce both manual tasks and risk.

H. Beck’s incoming president brings experience with her new firm’s earlier ownership structure and its custodian's platforms.

Dec. 18: The proposed active offerings are set to debut in February.

Sponsors can bill the products however they’d like, but the bar to proving they work as advertised is high.

Passive funds are the decisive victor in attracting cash.

The aim of the so-called systematic internalizer is to lift some of the regulation’s most onerous reporting requirements from its trading partners.

Advisors worried about securing client data should learn how banks are developing a protected space for internet activity.

Industry experts offer their forecasts for leading trends in the coming year.

Three popular debt ETFs reported nearly $1.4 billion in combined outflows this week.

These three bellwethers offer insight into the forces that will shape the investing landscape in the decade to come.

Rising technology costs and increased fee pressure are working against the industry, research shows.

The buyer of the broker-dealer to some 1,200 hybrid advisors is not a private equity firm.

The IBD has boosted payouts for advisors as it trims lower producers from its ranks.

More deals are expected in a post-DoL world, Schwab executives say.

Although bigger may be better for the fund giants, passive strategies may be blurring the inherent value of securities.

The estimated $490 million deal is a part of a push from Nippon Life to expand its asset management operations.