The “get” marks one of the largest hires the year for the regional BD.

Cases often go unreported because many times seniors are too embarrassed.

The bank has lost a net 1,300 advisors since a fake accounts scandal came to light three years ago.

Clients of the $112 billion Fisher Investments, including large institutions, are in a position to reevaluate their relationship with Fisher after he shocked attendees Tuesday with lewd comments at the Tiburon CEO Summit.

Joseph Mazzucco and at least two dozen other advisors affiliated with the No. 1 IBD in eight moves over a seven-week span.

The advisors joined the regional BD from UBS.

Keeping their money invested for a longer period enacts the power of compounded interest growth.

Armed with some specific details, advisors can explain why the seductive option is both too good and too good to be true.

Among many who regularly attend industry gatherings, the surprise in Fisher’s remarks was that he spoke them into a microphone.

Clients are advised to have an emergency fund, create a monthly budget and repay their high interest debt.

Proactive measures, like rethinking the index used to assess seniors’ cost of living, may be called for.

His remarks were “unacceptable,” Managing Partner Chip Roame says in an open letter to the industry.

The low-cost brokerage followed its competitors for retail clients and will offer the new pricing to RIAs in November.

Investing in tax-advantaged accounts and automating contributions are a few strategies that could help.

The invitation-only event went into uncomfortable territory for some attendees.

The invitation-only event went into uncomfortable territory for some attendees.

Even though it now claims six million accounts, the free trading platform may still need to expand its offerings to stay competitive, experts say.

The organization is focusing its efforts on diversity, technology and creative product development in 2020, says Jim Fitzpatrick, president and CEO of the group.

The right toolkit can help clients accomplish their dreams and ease the financial burden on their loved ones.

Bill Mahler had been chairman of the firm’s equity capital markets and equity asset management units. He was also on the executive committee.