Compensation
Compensation
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Since making the decision to join Jeffrey Gundlach at DoubleLine, Luz Padilla now oversees a 16-person team with nearly $9 billion in AUM.
May 2 -
Since starting her career at Vanguard more than a decade ago, Denise Krisko has launched her own sub-advisory business that manages $4.5 billion.
May 2 -
Evolution Financial Advisors has grown to 86 advisors with $2.6 billion in client assets under Securities America.
May 1 -
The No. 1 IBD also nominated a new board member and tapped key executives for advisor support and government relations.
May 1 -
Advisor headcount reached 2,160 advisors for the first quarter, up a net 43 from the year-ago period.
May 1 -
One custodian is testing the technology in its marketing efforts and anticipates its advisors may — eventually — decide to follow.
May 1 -
As director of AllianceBernstein’s emerging markets debt strategies, Shamaila Khan oversees the management of the platform’s portfolios.
May 1 -
As chief research strategist and portfolio manager at AlphaSimplex, Kathryn Kaminski is involved in the oversight of $6 billion in investment products.
May 1 -
Amid all available career paths, “I think [asset management] just found me," said Julie Genjac, managing director of strategic markets at Hartford Funds.
May 1 -
The firm said earlier this year that it would deepen cost cuts.
May 1 -
The advisors are the newest additions to the firm’s expanding brokerage ranks.
April 30 -
Independent Financial Partners aspires to be a “very, very small agent for change.”
April 30 -
It’s vital that planners recognize how women’s planning needs are different from men’s — while being careful not to lump them into a singular group.
April 30 -
Since joining the firm more than a decade ago, Kristen Capuano says her team has grown five-fold and now "handles all of our performance reporting.”
April 30 -
Shoehorning them into certain categories can lead to bias and crimp firm growth.
April 30 -
An advisor was terminated after accepting money from a brother, who was also a client. Is such a loan allowed?
April 29 -
The switch is the latest in a series of billion-dollar moves so far this year.
April 29 -
These 10 leaders have a lot to say about how women have advanced in the industry over the years.
April 29 -
The 11-person team, which was assisted by Dynasty Financial Partners, was attracted by the raft of technology options in the independent space.
April 29 -
When financial emergencies compel early withdrawals from clients' retirement accounts, they face income tax and often an additional 10% penalty.
April 29



















