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The nation’s largest independent broker-dealer has had a net loss of 121 advisors this year, mostly to three major OSJs.

The execs were moved up to roles overseeing key markets in the New York Tri-State and mid-Atlantic regions.

The group previously generated almost $2 million in annual revenue, according to their new employer.

The advisors come from a firm reported to manage over $5 billion in assets.

The most important consideration when changing firms is not to tell anyone, other than your spouse, business coach or consultant. An advisor should never mention a move being contemplated.

They made the move in part because of the marketing and research resources the firm offers, says new hire Todd Kissel.

The new hire comes after the wirehouse said it would cut back on recruiting.

Michael LaMena's exit continues the management shake-up at the Chicago-based RIA.

The new hires joined a recently opened branch in Tuscon, Arizona, continuing a push west for the regional firm.

The new hire is part of the bank's push to expand the wealth management business.

The Connecticut office tallied 14 new hires in the past twelve months, the firm said.

The new executive will lead a team counseling advisers on how to comply with the DOL rule.

The Labor Department has indicated that further revisions to the regulation could be forthcoming.

This year has seen more moves, bigger moves and more expensive moves.

Daniel Wani will command a team of 18 wealth management professionals providing a range of services to wealth clients in both states.

Stan Leavitt said he was drawn to the regional firm for its culture and financial planning capabilities.

The four advisers joined the more than 500 lost by the wirehouse in the last nine months.

The new complex manager will oversee 43 advisers at the regional brokerage.

The advisers previously worked at RBC Wealth Management, with one of them making the firm’s Chairman’s Council.

The two advisers bolted in a quarter that saw their ex-firm lose 130 advisers.