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As second-story advisers, they can focus on servicing their books without the burden of helping the branches with training and sales development.
May 17 -
The broker who specializes in international clients joined Bolton Global Capital.
May 17 -
Led by a 33-year industry veteran, the group joins the regional firm from UBS.
May 16 -
The regional firm's latest hires come just a week after it hired a Morgan Stanley branch manager.
May 15 -
The recruit will be a producing branch manager and oversee 10 advisers, according to his new employer.
May 15 -
The recruit made the move a week after the independent firm recruited three other wirehouse teams managing more than $600 million.
May 15 -
Nine executives were recently tapped to lead wealth management and related investment services groups at several financial institutions, including Fifth Third, Huntington and J.P. Morgan Chase. Find out who they are and what their new roles entail.
May 15 -
Since taking over as chief investment officer in 2011, she has worked to advance Palmer Squares risk management, marketing, technology and operations.
May 12 -
The investment product raises eyebrows, but the firm’s founders have pledged to act as fiduciaries.
May 11 -
After a decade at the SEC, she joined global law firm Ropes & Gray, buttressing the firm's regulatory and ETF capabilities.
May 11 -
The new hires joined from UBS and Morgan Stanley, according to the firm.
May 10 -
Switching firms can be a herculean task, but independent firm Steward Partners furnishes ex-wirehouse advisors with teams of specialists to ease the process.
May 10 -
Europe's second-largest insurer announced a plan to list a minority in its U.S. Life & Savings unit and 64% position in the asset manager.
May 10 -
The $420 million team marks the latest wirehouse exit over a lack of flexibility around the rule.
May 9 -
The advisers generated over $2 million in annual revenue, On Wall Street learns exclusively.
May 9 -
The role of the firm's latest hire has yet to be determined.
May 8 -
Raymond James, RBC and Ameriprise were among the industry players to lure away talent from Merrill Lynch.
May 8 -
The group generated over $7 million in annual revenue, On Wall Street learns exclusively.
May 8 -
The two advisers had been with the wirehouse for more than a decade.
May 8 -
If not for her hiring expertise, CEO Jeffrey Gundlach says the bond behemoth would not have managed nearly as well following her death.
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