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The fast-growing firm has recruited 25 advisers this year, and is affiliated with Raymond James.
December 19 -
Collectively, this year’s mega movers managed more than $23 billion in client assets.
December 15 -
CEO Rob Francais wants advisers to envision $1 trillion in AUM.
December 15 -
The new recruits joined from Merrill Lynch and Morgan Stanley.
December 13 -
The bank tapped a former State Street executive to take over the role from Terry Dolan, who was promoted to CFO.
December 13 -
The regulator was looking into allegations that he structured transactions in his personal bank account to avoid federal reporting requirements.
December 12 -
The regional firm's new hires generated $2.2 million in annual revenues, according to RBC.
December 12 -
The new recruit generated $1 million in annual revenue.
December 9 -
Exclusive: The regional firm picked up two groups of recruits from Wells Fargo and Merrill Lynch.
December 8 -
The advisers are the first to obtain startup capital from the firm.
December 7 -
Stephens recruited an executive with more than 30 years experience, whose career includes stops at Wells Fargo, Credit Suisse, Lehman Brothers, PaineWebber and Merrill Lynch.
December 7 -
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The advisers had about $1.5 million in annual revenues when they were at the wirehouse, according to the regional firm.
December 6 -
Casady provides both consistency and a fresh approach, leaders of the firm's OSJs say.
December 5 -
President Dan Arnold will be tasked with managing the rollout of new digital technologies and implementing the fiduciary rule.
December 5 -
The firm’s latest recruit has 16 years of industry experience.
December 5 -
The president and former CFO will step up at a critical time for the nation’s largest IBD amid competitive threats and pressure to boost its stock price.
December 5 -
CEO Paul Reilly will take over for Tom James, who helped grow the firm into a major industry player.
December 1 -
The new recruits joined the regional firm from Wells Fargo Advisors.
December 1 -
The regional firm picks up a recruit whose career in financial services began 25 years ago.
November 30




















