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The new recruit generated $1 million in annual revenue.
December 9
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Exclusive: The regional firm picked up two groups of recruits from Wells Fargo and Merrill Lynch.
December 8
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The advisers are the first to obtain startup capital from the firm.
December 7
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Stephens recruited an executive with more than 30 years experience, whose career includes stops at Wells Fargo, Credit Suisse, Lehman Brothers, PaineWebber and Merrill Lynch.
December 7
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The advisers had about $1.5 million in annual revenues when they were at the wirehouse, according to the regional firm.
December 6
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Casady provides both consistency and a fresh approach, leaders of the firm's OSJs say.
December 5
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President Dan Arnold will be tasked with managing the rollout of new digital technologies and implementing the fiduciary rule.
December 5
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The firm’s latest recruit has 16 years of industry experience.
December 5
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The president and former CFO will step up at a critical time for the nation’s largest IBD amid competitive threats and pressure to boost its stock price.
December 5
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CEO Paul Reilly will take over for Tom James, who helped grow the firm into a major industry player.
December 1
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The new recruits joined the regional firm from Wells Fargo Advisors.
December 1 -
The regional firm picks up a recruit whose career in financial services began 25 years ago.
November 30
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The advisers joined the firm's independent and employee channels from rivals such as Morgan Stanley, Wells Fargo and Cetera.
November 29
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Whitley Hood declined to provide on the record testimony regarding allegations that she misappropriated funds from an affiliated bank.
November 29
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The team's three advisers all worked at the wirehouse for more than two decades.
November 28
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By offering specialized tax planning and retirement tools, this software has carved out a niche for itself for advisories with clients who have less than $2 million in liquid assets.
November 28
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The recruits switched over to the independent channel of the regional firm.
November 28 -
The new recruit previously worked at U.S. Capital Advisors, an independent wealth management firm.
November 22
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The team leader is an industry veteran who spent 23 years at Wells Fargo and its predecessor A.G. Edwards.
November 22
