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Calamos Investments, a global investment management firm, announced the planned departure of James Boyne, President and Chief Operating Officer, effective September 30, 2013. Until that time, Boyne will act in an advisory role and assist the company in the orderly transition of his duties and responsibilities.
September 10 -
The 2013 RIA Roadshow will kick off a six-city tour of the Midwest on Tuesday September 24 in Troy, Michigan.
September 10 -
The 50 largest asset managers accounted for more than US$38 trillion in assets under management at the end of 2012. This is a full US$4 trillion more than the year before, even as the biggest firms in the industry continue to enlarge, according to The Cerulli Report: Global Markets 2013.
September 10 -
Best known as the first woman to own a seat on the New York Stock Exchange and the first to head one of its member firms, Muriel F. "Mickie" Siebert died of complications from cancer on August 24 at the age of 80.
September 9 -
Citi Private Bank nabs talent from J.P. Morgan and Abbot Downing to serve the super wealthy in key markets.
September 9 -
UBS picked up a Morgan Stanley veteran with $345 million in assets under management.
September 9 -
Larry Roth, former president and chief executive officer of Advisor Group, one of the countrys largest networks of independent broker-dealers, is joining Realty Capital Securities, a major broker-dealer and wholesaler of real estate investment trusts, as chief executive officer.
September 6 -
Investcorp's U.S.-based Hedge Fund business announced that Elena Ranguelova has come on board as Head of Credit and Equity Strategies.
September 6 -
Raymond James picked up a $500 Million team from Morgan Stanley and a Jefferies advisor with $100 million in assets.
September 5 -
Alex Kramer joined the Private Client Reserve to lead a team of 10 advisors as managing director.
September 5 -
The firm promoted two executives to newly created regional posts based in Naples and Miami.
September 5 -
Bank of America’s Merrill Lynch has capped off the summer with a round of hires from Morgan Stanley and Wells Fargo.
September 4 -
BNY Mellon Wealth Management has rehired a former BNY Mellon veteran to oversee the business strategy for the wealth management business and spearhead the expansion of the sales force, the firm announced Tuesday.
September 4 -
Don Quattrucci rejoined BNY Mellon from U.S. Trust, where he most recently served as managing director and market investment director for two years.
September 3 -
Oppenheimer & Co., a unit of Oppenheimer Holdings announced the appointment of Doron Barness to Head of New York Institutional Equity Sales Trading, working out of the firm's New York headquarters.
September 3 -
In a round of summer hiring, the firm brought in four advisors with a total of over $500 million in assets.
September 3 -
Brent Smith, a relative newcomer to Susquehanna, will run the program previously managed by two sales managers.
September 3 -
Huntington announced today that Gregory A. Smith was named president of Cincinnati-based Haberer Registered Investment Advisor, a wholly-owned subsidiary of the Huntington National Bank. Smith will report to Steven Short, executive vice president and director of Huntington Wealth Advisors.
August 30 -
Morningstar announced yesterday that Vickie Tillman has been hired as president of Morningstar Credit Ratings, LLC and is scheduled to begin on Sept. 3.
August 30 -
As summer comes to a close, we're taking a look back at some of the hottest stories this season. Whether you were on vacation or busy working -- maybe you just finally have time to catch up on reading over the long weekend -- we've gathered the summer's top stories all in one place.
August 29
Financial Planning



