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South Korea-based Mirae Asset Global Investments has just named to its US subsidiary, Mirae Asset Global Investments (USA), a new chief executive officer, president and chief operating officer, effective immediately.
March 5 -
Ft. Lauderdale, FL-based Community Capital Management, which bills itself as a fixed income impact investing manager, has named Barbara VanScoy to the new position of chief impact investment officer.
March 5 -
State Street Global Advisors has appointed Maria Dwyer as chief risk officer, effective immediately.
March 4 -
Paul Schaeffer, managing director, Strategy & Thought Leadership, at alternative mutual fund shop Forward, is calling it quits after more than two years on the job, Money Management Executive has learned.
March 4 -
Anne Copeland, an executive vice president of the banks Wealth Management Group since April 2012, will lead Regions efforts to provide banking, trust, and investment management services to affluent and high-net-worth individuals.
March 4 -
It's been more than three years since the Securities and Exchange Commission adopted a new rule requiring boards to disclose whether and how they go about recruiting more diverse directors.
March 1 -
William Galvin, Secretary of the Commonwealth of Massachusetts, last week called out Charles Schwab & Co. for recently changing up its customer arbitration agreements by striking its investors' ability to join class action lawsuits.
March 1 -
New York Life, the parent company of Mainstay Investments, has hired Don Desiderato as senior managing director and chief technology officer.
March 1 -
As the banking industry continues its consolidation trend, advisors will increasingly find themselves in search of greener pastures for themselves and their clients.
March 1 -
David Mook, a 29-year veteran of JP Morgan Chase, will lead U.S. Banks private banking services, focusing on the needs of high-net-worth and ultra-high-net-worth clients and family-owned businesses.
February 28 -
Scout Investments has found new leadership for its institutional distribution team.
February 28 -
Julie Castle will succeed George Feiger as CEO of Contango Capital Advisors, Zions wealth management subsidiary.
February 27 -
Newfleet Asset Management, an affiliated manager of Virtus Investment Partners, has named Christopher Kelleher has been named senior managing director and head of institutional asset management.
February 27 -
BlackRock, the worlds biggest asset manager, replaced portfolio managers at funds including those that invest in energy as it seeks to improve performance at actively run products.
February 27 -
Three American Century Investments portfolio managers are popping the champagne after their latest promotions.
February 26 -
Echo Point Investment Management has a new head of sales and marketing.
February 26 -
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Vanguard has made five key investment management appointments as part of what it says is its long-standing practice of periodically rotating members of its investment management teams to broaden their experience and provide them with new responsibilities.
February 22 -
Guggenheim Investments is liquidating nine exchange-traded funds to make room for other "products that have demonstrated the most marketplace demand."
February 22 -
Crestview Partners has announced that it will acquire Victory Capital Management from KeyCorp for $246 million.
February 21
