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It’s the latest losses for the wirehouse, which has suffered from advisor attrition.
December 10 -
Jason Chandler will oversee the firm’s roughly 6,900 advisors.
December 10 -
The duo previously spent a decade and a half with Oppenheimer.
December 6 -
The regional firm launched its seventh new office this year.
December 4 -
The broker-dealer has also appointed a new northeastern regional director for its independent contractor division.
December 4 -
Ameriprise scores big in its latest round of recruiting.
December 3 -
Executives say valuing friendliness alongside other factors is helping to drive a record $66 million in incoming production this year.
November 28 -
The firm has seen a number of planners exit in recent months.
November 28 -
The hiring spree follows the firm’s move earlier this year to become a member of the Broker Protocol.
November 26 -
The latest recruiting sweep included eight advisors in five states.
November 19 -
The firm alleges the advisors violated a non-solicitation contract, which they have denied doing.
November 16 -
The broker is the fifth advisor this month to part ways with Raymond James.
November 15 -
The company's head count has expanded by 43 advisors in the past year.
November 14 -
Brokerage firms have been filing more lawsuits against former employees over alleged violations of non-solicitation agreements.
November 14 -
The firm “has experienced a successful streak of recruiting over the last two years, adding more than 100 experienced financial advisors during that period,” says President Jerry Lombard.
November 14 -
The broker is part of a wave of new hires at the regional brokerage firm.
November 13 -
The back-office staff and asset-management division bore the brunt of a decline in the overall size in the class.
November 8 -
The regional BD’s newest hires oversaw $230 million in client assets.
November 5 -
The broker-dealer nabbed three planners from Wells Fargo, one from Morgan Stanley.
November 2 -
A focus on productivity has resulted in attrition of lower producing brokers, the firm says.
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