Economy

The independent broker-dealer’s executive team hopes the SEC works with the DoL to develop an industry standard.

As technology forces rapid evolution, conditions will improve for entrepreneurial women.

The team marks at least the second to opt for a smaller IBD over the nation’s largest.

The TAMP and third-party money manager for 95 advisors launched an SMA thanks to the transition.

In price wars wars, the firm bolts ahead in the race to zero by nearly tripling its roster of commission-free funds.

The company also said that its advisor ranks are growing.

IHT Wealth Management now has $2.4 billion in client assets.

Clients are looking to be reassured about the security of their data.

The move marks the latest in a frenzied period one recruiter describes as “a feast.”

The firm is continuing its recruiting push by adding a new team in southeast Georgia.

Independent firms need capital, but some top executives question private equity's benefits.

As a result of CEO James Gorman’s strategic moves, the firm earns the biggest share of revenue from wealth management of the six biggest U.S. lenders.

Seasoned veterans are concerned there won't be capable successors to take over their books of business, insiders say.

With strong returns and affinity among younger clients, one advisor has gone as far as to mandate the strategy.

The move continues the wirehouse's transformation under Tom Naratil, president of UBS Wealth Management Americas.

The company's broker headcount declined slightly, but it remains the largest wirehouse by number of advisors.

Custodian Trust Company of America helps RIAs create their own automated offerings.

The 11,000-member organization will operate as the Investments & Wealth Institute.

The father of the $141 million team worked for Raymond James for 12 years.

Reps recommended complex investments without restrictions, the regulator said.