Economy

The regional BD's newest hire has more than three decades of industry experience.

Advocates call for the commission to address investor confusion.

Bottom line retail pressures may have tripped up the top executive, one expert says.

The hurricane poses staffing and data challenges on firms with large facilities in its path.

One of the new hires cited the regional firm's financial planning expertise as a reason he made the move.

For many, walking away from their firm is ‘like selling their baby.’

These firms may actually be the worst positioned to capitalize on the robo trend, Michael Kitces writes.

The big custodian chose a 35-year company veteran to take over the long-vacant position.

Regional brokerages and firms that assist breakaway advisors have been picking off top talent at the wirehouses.

One of the regional firm's new hires had a previous career as a minister in Louisiana.

The regional broker-dealer added four new advisors to the 32 recruits picked up this year alone.

The regional firm has been a recruiting tear, picking up a number of ex-wirehouse teams.

Contrary to industry chatter, the new standards will likely benefit advisors working with actively managed funds, Michael Kitces writes.

In the last month, RBC has hired six teams from wirehouses and other regional firms.

Experts say such cases are commonly filed by advisors yet difficult to win.

The new hires join the fast-growing regional firm from Baird and J.P. Morgan Securities.

One advisor says the fiduciary rule prompted the latest wirehouse exit to an RIA.

The number of annual new SEC registrations has jumped by 150% since 2000.

Experts say firms that clear through Pershing have an advantage in the looming recruiting fight.

The new European Union rules were discussed on 50 earnings calls since BlackRock reported results on July 17, up from 17 mentions in May and June.