Economy

David Kowach oversaw approximately 11,000 advisers as head of the Private Client Group.

Revenue continues to fall for the industry's largest brokerages, but lending remains strong.

See which independent broker-dealers generated the most revenue from fee-based accounts.

A Triad executive says the firm aims to work with more advisers who want to go independent but who need help dealing with increasing regulatory burdens.

Entering his fourth year in the business, Evan Savarick explains why joining his father’s team was the right move.

The bank's heavy concentration of mass-affluent customers gives it a strong advantage over its rivals, Citizens claims.

WealthSource Partners joins regional broker-deal’s Investment Advisors Division.

The regional brokerage firm also said it recruited three advisers overseeing more than $150 million in client assets.

There’s one goof every adviser should take extra precautions to avoid: being careless about those IRA beneficiary forms.

Here’s a self-assessment exercise to help you determine where you are on the path to professionalism.

A former Morgan Stanley adviser and medalist in swimming offers tips for keeping long-term objectives on course.

These firms grabbed the top spot when it came to rapid growth.

The recruit switched wirehouses again after 7 years.

The upstate New York community bank is looking to the broker-dealer to help expand its investment offerings and wealth management services.

The regional broker landed three recruits from First Allied Securities, Edward Jones and U.S. Bank.

Uncertainty still surrounding the fiduciary rule is one reason why advisors say they are not committing to specific upgrades just yet.

Four elite advisers who left the independent channel to launch their own RIA deliver blow to Wells Fargo's target of a best-ever recruiting year.

The bank is the second to join the firm's network in less than a week.

Nascent partnership at largest female-run IBD ends as Erica McGinnis leaves top spot. Expect more heads to roll, one expert says.

See which independent broker-dealers have the highest revenue.