-
Recruits who generated $4.5 million make the move between wirehouses.
August 24 -
When Bank of America shareholders gather next month to decide if Brian Moynihan can keep his chairman title, they wont be the only ones about to weigh in on his career.
August 20 -
The Swiss-owned wirehouse said it recruited three Morgan Stanley advisors who generated more than $3 million in annual revenue.
August 17 -
Noyes makes a new addition in an effort to grow the firm's network of financial advisors.
August 17 -
The regional brokerage lured away three recruits from rivals Wells Fargo and Raymond James.
August 17 -
The new recruits joined the firm's employee and independent channels.
August 14 -
The wirehouse recruited a Morgan Stanley team that generated $10 million in annual revenue.
August 11 -
Stifel CEO Ronald Kruszewski remains upbeat about his latest acquisition of Barclays' wealth management unit despite rising advisor attrition, telling analysts that "it will still be a wonderful deal from a shareholder perspective."
August 11 -
The regional broker-dealer's newest branch manager also worked as a complex director for Merrill Lynch.
August 11 -
The 25-year veteran will fill a newly created position overseeing trading activity for the firm's wealth management and capital markets business.
August 10 -
The Canadian bank's U.S. brokerage landed two brothers who spent a decade working for the regional broker-dealer.
August 10 -
Analysis: Smaller firms may sometimes require more due diligence for advisors considering a move. Here's what to look for.
August 10
Mark Elzweig Co. -
Recruits with a combined $3.3M in production leave Morgan Stanley and Ameriprise, bound for the Swiss-owned brokerage.
August 7 -
A Hilliard Lyons wealth manager goes the route of independence after spending than a decade in the employee channel.
August 7 -
The wirehouse collects for breach of a promissory note.
August 6 -
A team managing over $200 million is the second move this month between the two wirehouses.
August 6 -
Wells Fargo adds three recruits, including one from Morgan Stanley, to grow its independent channel.
August 5 -
An arbitration panel ordered the wirehouse to pay two former clients $250,000, a mere 10% of what they originally sought, in a case involving the sale of funds of Puerto Rican municipal bonds.
August 4 -
While the group moves between wirehouses, Morgan picks up more recruits from Barclays.
August 4 -
Since last month, Morgan Stanley has lost about a dozen advisors overseeing more than $1.6 billion in client assets to rival wirehouses and regional B-Ds.
August 3


