Financial institutions

"This is a window for these regional firms to really explode," says Rob Blevins, a recruiter in Dublin, Ohio.

The rep purportedly received an email from the impostor requesting that she sell securities to fund the wire request to a third-party in the United Kingdom.

The U.S. Private Equity Access Fund Platform includes 33 offerings and more than 7,000 domestic and international investors.

The impact of a possible stock market decline, benefits of firm size and the breakaway phenomenon were debated at the Deals & Deal Makers conference.

The advisors joined existing practices within the bank's independent broker-dealer arm.

A different regulatory landscape is encouraging brokers to reconsider their options.

Thomas Fickinger managed over 1,350 advisors generating $1.5 billion in revenue in 2016.

The advisors join the regional BD’s offices in Chicago and Nashville, Tennessee.

“We’ve been very focused on opening every drawer and turning over every rock in the company,” CEO Tim Sloan said.

The firm, which has faced racial discrimination allegations, is trying an alternative approach suggested by a professor at Harvard.