Financial institutions

Phil Shaffer says changes in the business necessitated a career change if he was to maintain an edge in serving clients.

The broker claims in filings that he was harassed by the bank, culminating in his firing in February of last year.

The mishandling of the two former employees’ complaints, detailed in documents and by former OSHA officials, raises questions about the government’s treatment of whistleblowers throughout the financial services industry.

Two of the groups joined the regional firm from Morgan Stanley.

Dan Rothenberg of UBS says it's given his team an "easier hurdle to be beat rather than a benchmark."

"You know the industry that we're in, it's very much word-of-mouth," says Morgan Stanley's Fulvio Urbinati.

We've reshuffled our Top 100 bank advisors to list them by annual production. Here are the top 20.

The Northeast prevails, but there's a surprise in the rankings revealed by this interactive infographic.

This sector had a bad name for years after the crisis. Is it time to include it in portfolios?

Merrill Lynch's Dane Runia says he avoids outsourcing too much.