Financial planning

When the going gets stressful, the stressed can go AWOL, leaving the advisor in limbo.

The solo practitioner is becoming an endangered species as firms concentrate on tailoring tech for mega teams.

Hiring choices are having a ripple effect on compensation.

“As we’ve gone through various crises, we’ve still told clients to stay invested and not get out of U.S. equities, it’s too early,” said Sharmin Mossavar-Rahmani, CIO for Goldman’s Private Wealth Management.

After an investigation into the self-disclosure of regulatory incidents, the board is looking to strengthen the review process and clear up public confusion.

Tiedemann Advisors is expanding outside the U.S. for the first time to better serve the cross-border needs of its high-net-worth clients.

The RIA founded by former Barclays advisors caters to ultrawealthy clients.

The deal will accelerate the firm’s digital-heavy client strategy, CEO Andy Rachleff said.

Plus, the average employee contribution rate reached 8.8% in the second quarter, up a full percentage point from a decade ago.

As the season comes to a close, check out these recommendations for advisors and clients.

In some ways, their investments are a microcosm of trends sweeping the wider market.

Successful firms reveal how they appeal to wealthy prospects — and elite advisors.

Michelle Rudd opened a new office for Summit Trail Advisors, a $5 billion independent firm.

Clients “want to participate, they want to co-create,” In|Vest conference attendees are told.

Hyperpersonalization delivered via improved technology is critical for client relations, a new report says.

Even as the wirehouse has cut back on recruitment, the hire of two new industry veterans show it’s still looking for top teams.

Clients won't be taxed as the result of a deal if they hold the shares in ETFs or index mutual funds.

The network connects advisors with clients whose financial needs have been overlooked, says the firm's CEO.

Despite changes in the new law aimed at scrapping a penalty for most new couples, those from high-income households may owe more this year.

Ranking RIAs by AUM or number of employees is misleading.