Going independent

The independent broker-dealer has seen significant growth in the last three years.

Craig Findley once helped oversee a 36-member team that managed more than $6 billion.

The team made the transition with Kestra Private Wealth Services.

Six months in, the wirehouse is taking an unusually hands-on approach in its first foray into the RIA space.

One team set up an independent practice while the other signed on with the firm’s employee broker-dealer.

The regional BD continues its accelerated expansion with the addition of three ex-wirehouse teams, including a father-son duo.

Sanctuary Wealth firms now have over $10 billion in client assets.

The regional firm lost three advisors, one of whom joined a group that's added some $1.2 billion in recruited assets and organic growth this year.

The firm said this is the first of several new teams it plans to add this summer.

For First Republic, “the pain index is likely somewhere between excruciating and traumatic,” says one expert. But few realize how much the bank got for its money.