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The number of annual new SEC registrations has jumped by 150% since 2000.
August 29
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Experts say firms that clear through Pershing have an advantage in the looming recruiting fight.
August 28
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The firm and fellow regionals continue to take advantage of hiring cutbacks at wirehouses.
August 25
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Payouts from advisory firms have reached nearly $80 million as the regulator targets excess fees.
August 24
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Regulations can take a long time to reverse.
August 24
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The regional broker-dealer adds another team to its roster while wirehouses continue to scale back on recruiting.
August 23
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The IBD aims to be a 17,000-strong firm, but not every advisor will want to join up, experts warn.
August 22
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The nation’s largest broker-dealer must convince thousands of NPH advisors to make the transition.
August 16
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The firms had the same parent, but Girard Securities’ CEO says the move will help its 200 advisors.
August 16
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The nation’s largest IBD paid $325 million, but it may spend as much as $508 million in the deal.
August 15
